data as required by law. In the case of personal data obtained through consent, for example, for seminars, the SEC Office will retain your personal data for a period of two years from the date of the
: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
substantive matters. 1.3 Having obtained a clear resolution on approval for the capital increase and such resolution has been obtained for less than one year until the date of application. 1.4 In case of a
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulation as follows: Clause 1 Any securities company obtained some but not all of the securities business licenses in
Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulation as follows: Clause 1 Any securities company obtained some but not all of the securities business licenses in
increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an arrangement after having obtained special resolution of the unitholders. (3
increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an arrangement after having obtained special resolution of the unitholders. (3
website ( SEC News No. 105/2019 ) SEC warns BX clients to keep away from unsolicited transfer of funds or digital assets via fake websites or Facebook accounts ( SEC News No. 106/2019 ) Q & A