and trades upon clients? orders. The ASCO will inform its members of this proposal and report back their response at the next meeting. Meanwhile, the SEC will discuss with the Stock Exchange of Thailand

Bangkok, October 7, 2009 ? SEC has now required that asset management companies and securities firms with Limited Brokerage, Dealing and Underwriting (LBDU) license disclose more clearly foreign

”) With respect to the conditional voluntary tender offer, the Company shall proceed as follows: 1. disclose the information memorandum on the Class 1 Transaction to the Stock Exchange of Thailand (the “SET

Bangkok, November 28, 2012 ? The Securities and Exchange Commission of Thailand ("SEC"), signed a Memorandum of Understanding ("MoU") with the Commission de Surveillance du Secteur Financier of

added that: ?Some securities firms have already got on with their adjustments in business direction while others have sold out their business units in which they lack expertise to concentrate on those of

SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available

risk management. SEC subsequently conducted a public hearing on the approved principles during the months of April and May 2020 to which all respondents agreed with the principles for amending the repo

build financial resilience amid changing situations in all areas in order for them to obtain sufficient savings for their retirement. The SEC is ready to work with the Ministry of Education in helping

ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 15/10/2007 - 25/10/2007

SEC Secretary-General Ruenvadee Suwanmongkol has announced key progresses concluded at the meeting with HK counterparts, as follows:              (1) SEC and SFC will continue to work on the