Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th

, 2018. 2 token holders. Although such limit is imposed in the primary market, investors will still be able to obtain ICO tokens in the secondary market and potentially at a much higher cost. Regulatory

างประเทศ ที่ไดรับ rating (ขอ 53) 2 อันดับแรก (Issue size limit 20% ของแตละ issue สําหรับ กองทุนเปด ยกเวนกองทุนเปด auto redemption ) No company limit (2) ตราสารภาครัฐตางประเทศที่ไดรับ rating

law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for

include a financial institution under other law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that

category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to

, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s

securities company approves to lend money for purchasing securities or lend securities for making a short sale to any person, it shall proceed as follows: (1) determine a maximum limit at which a client may be

present paying 550,000 baht per month or 6,600,000 baht per year. 2) It can limit the risk if the Company is forced to sell by an auction because of default paying. The force-sell price may be only

following securities business licenses: (1) license to undertake securities business in the category of securities brokerage without limit to debt securities or investment units; (2) license to undertake