obtain a waiver from the Office. Such punishment shall not include the wrongdoing that was founded by the company and forward to the Office for proceeding. Under the first paragraph “investor contact
or higher more than three cases, unless obtain a waiver from the Office. Such punishment shall not include the wrongdoing that was founded by the company and forward to the Office for proceeding. Under
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
ประกันเป็นผู้ขาย put options ซึ่งตามแนวการคำนวณโดยวิธี Standardised Approach ถือเสมือนว่าผู้ขาย put options ทำการ long the underlying asset ซึ่งในที่นี้คือหน่วยลงทุนในจำนวนที่เท่ากับ (1- option delta) คูณ
ประกันเป็นผู้ขาย put options ซึ่งตามแนวการคำนวณโดยวิธี Standardised Approach ถือเสมือนว่าผู้ขาย put options ทำการ long the underlying asset ซึ่งในที่นี้คือหน่วยลงทุนในจำนวนที่เท่ากับ (1- option delta) คูณ
(paragraph ........); ( 2.1.2 incorrect use of accounting policy (paragraph........); ( 2.1.3 inappropriate/insufficient disclosure of information (paragraph........). ( 2.2 Inability to obtain sufficient
the financial statements (paragraph number........) ( 2.2 The auditor is unable to obtain sufficient appropriate audit evidence on which to base the opinion, but the auditor concludes that the possible
or higher who is responsible for the line of work which takes part in making decisions on securities allotment or the line of work which has an opportunity to obtain inside information relating to an
prevent leakage of information among work units and personnel, risk management, operational management, and internal audit and internal control are put in place, so as to efficiently accommodate the
which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the derivatives fund manager shall be