past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify past conduct; the cooperation or obstruction with SEC’s investigation
orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid or offer demands at a given time, or it may be an obstruction to the buying or
or offer demands at a given time, or it may be an obstruction to the buying or selling activities of other investors, consequently compelling them to send trading orders at prices higher or lower than
, the SEC urged short-term debt issuers to secure a reserve fund to prevent liquidity issues. In this particular case, the company must clarify information to investors to prevent damage to the overall
Cybertron และ I-Secure และ 2) การเสวนาแลกเปลี่ยนมุมมองและประสบการณ์ของผู้ที่ปฏิบัติงานในสายงานนี้ การแนะแนวเส้นทางอาชีพในด้านที่เกี่ยวข้อง รวมถึงการให้คำปรึกษาเรื่องการฝึกงานและการสมัครงานโดยทีมงานฝ่าย
technology; (2) Defining clear roles, responsibilities, and involvement of the board of directors, including the governance body, to ensure secure, effective, and efficient IT practices and usage in the
derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker
amount of 90 million baht while GSTEL is unable to secure external funding sources. In addition, GJS has sufficient cash flows and liquidity to support the short-term loan to GSTEL without collateral
, banking, and capital market sectors will remain secure and safe. The discussion was joined by Air Vice Marshal Amorn Chomchoey, Secretary General of the National Cyber Security Agency, and Khun Sirithida