. SECTION 3. The definition “company” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the following texts: ““company” means any limited company or public limited
Microsoft Word - 3.doc หน้า ๓ เล่ม ๑๓๑ ตอนที่ ๔๔ ก ราชกิจจานุเบกษา ๑ พฤษภาคม ๒๕๕๗ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๔) พ.ศ. ๒๕๕๗ อาศัยอํานาจตามความในมาตรา ๗ วรรคหนึ่ง และ
purchase the securities issued or offered for sale by the issuer or the seller. “company”4 means any limited company, public limited company and shall include : (1) public organization; (2) provincial
complied with Section 65 or (3) is an offer for sale of newly issued securities by a public company limited and is made entirely to its shareholders in proportion of their existing shareholding and in
; (3) public reprimand; (4) restriction to operate trust business; (5) suspension of trust business operation for a specified period, with regard to particular or all trust instruments; (6) revocation of
and Settlement Committee _________________ Division 1 Administrative Sanction _____________ SECTION 67 The administrative sanctions are as follows: (1) probation; (2) administrative fine; (3) public
administrative sanctions are as follows: (1) probation; (2) administrative fine; (3) public reprimand; (4) restriction to operate trust business; (5) suspension of trust business operation for a specified period
comply with the provisions under Chapter 2: Issuance of Securities and Chapter 3: Public Offering of Securities, as similarly specified as duty and responsibility of the securities issuing company. In
... Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc from directorship as specified by the law on public limited companies, a director shall be removed from his directorship upon possession of any characteristic
Special Purpose Juristic Person Section 9. Securization under this Royal Enactment shall be processed by a special purpose juristic person established in the form of a limited company, a public limited