plans and procedures for the SEC including development of operational guidelines, systems to identify, assess, monitor, control or minimize risks and record keeping and reporting system. The Division also
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
monitor, control, and manage risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of members to ensure efficient securities
................................................................................ Intermediaries ......................................................................................................................... Asset Management
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
) aspx ( 54 ) Microsoft Excel ( 8 ) Microsoft Word X ( 3 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=power manage OR "power management" OR "strength administration" OR "strength leadership" OR
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&start=560&rows=10 561 - 570 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) Debenture Prospectus - BAM : BANGKOK COMMERCIAL ASSET MANAGEMENT
=550&rows=10 551 - 560 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) Debenture Prospectus - BAM : BANGKOK COMMERCIAL ASSET MANAGEMENT PUBLIC COMPANY LIMITED http://capital.sec.or.th