required to observe the   following : ​ ​ 1 .  NC or NCR  ≤  1 . 5   times   of minimum requirement  ( early warning level )  that is 1 . 1  For the case of securities company operating   only securities or

:   1.    Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of

:   1.    Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of