establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will
consideration of legal violations under the Digital Asset Business Law and other relevant legislations. Thanks to our collaboration, we observe a considerable progress made by the investigative task force. A
their rights of voting for the units they hold beyond the one-third rule. In addition, business operators offering mutual fund brokerage services to omnibus accounts have to observe the regulations
sent representatives to observe are Singapore, Malaysia, Taiwan, Hong Kong and the Philippines.However, after the ARFP project was officially launched on 1 February 2019, the first cross-border IPO
Companies Act B.E.2535 (1992) as soon as possible. They are also duty-bound to observe other laws associated with such order. Organizing a shareholders meeting in line with the DBD’s consideration would
General of SECC, said: “An additional MOU signing today is the witness of long friendship, market development and cooperation between the SECC and SEC Thailand. With this MOU, it will provide alternative
company certificate, the SEC has urged them to arrange a shareholders’ meeting at once and to observe relevant laws and regulations. Citing the IFEC board of directors’ resolutions on 23 May 2018 which
Assistant Secretary-General in 2011.Meanwhile, the SEC Board approved changes in the line of command, effective from October 1, 2014. (see the organization chart: http://www.sec.or.th/EN/AboutUs/Pages
strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between
statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such