Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE
Reports on the Observance of Standards and Codes of the World Bank. The Principles themselves are evolutionary in nature and are reviewed in light of significant changes in circumstances in order to
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
activities. The SEC operation is in accordance with the governance framework as follows: responsibility to review and give advice on internal controls, risk management, and compliance with the applicable laws
each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
fair and orderly markets, ensure regulatory convergence with international standards and improve efficiency of information disclosure of securities issuers in compliance with good corporate governance
Observance of Standards and Codes (ROSCs) in which the World Bank will assess whether its rules, regulations and standards are in line with international standards. Our plan described so far has one
Development (OECD Principles of Corporate Governance ปี 2004) และ ข้อเสนอแนะของธนาคารโลกจากการเข้าร่วมโครงการ Corporate Governance - Reports on the Observance of Standards and Codes (CG-ROSC) ตลาดหลักทรัพย์ฯ
security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
& Compliance Management 4. Regional Payment & Settlement 5. Data Analytics 6. Cyber Security 7. Performing Talent and Agile Organization 8. Modern World Class Technology Capability STRONG TRUSTWORTHY BRAND