Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial

& Compliance Management 4. Regional Payment & Settlement 5. Data Analytics 6. Cyber Security 7. Performing Talent and Agile Organization 8. Modern World Class Technology Capability STRONG TRUSTWORTHY BRAND

Reports on the Observance of Standards and Codes of the World Bank. The Principles themselves are evolutionary in nature and are reviewed in light of significant changes in circumstances in order to

Principle 6 Act Collectively with Other Investors and Stakeholders as Appropriate 50 Principle 7 Regularly Disclose the Investment Governance Policy and Compliance with the Policy 51 REFERENCES 52

Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE

activities. The SEC operation is in accordance with the governance framework as follows: responsibility to review and give advice on internal controls, risk management, and compliance with the applicable laws

ขยายเวลาการส่งรายงานการก ากบัดูแลการปฏิบติังานประจ าปี (annual compliance report) ต่อส านกังาน จาก 1 เดือน เป็น 2 เดือนนบัแต่วนัส้ินปีปฏิทิน เหตุผล เพื่อให้ compliance มีเวลาเพียงพอในการจดัท าสรุปผลการ

security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid

(WEEE) Directive since July 2012. Associations such as PV Cycle, covering 90% of the module manufacturing industry allow for easy compliance across member-states of this requirement. In the US, leading

Observance of Standards and Codes (ROSCs) in which the World Bank will assess whether its rules, regulations and standards are in line with international standards. Our plan described so far has one