independence of the firm. - Precisely define the ‘related entities’ to enable the audit firms to completely disclose and consider the independence regarding related entities. The process to evaluate the

· Forms 2 Does the firm have policies and procedures for the retention of firm’s documentation for a period of time sufficient to permit those performing monitoring and review procedures to evaluate the

inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm

Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with

Reporting Person : - | Type of securities : - | Date of reporting obligation : 14/09/2018

Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/10/2002

Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/06/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 20/06/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 20/04/2006