Exchange of Thailand regarding Amendment to the Regulations on Depository Receipts to allow DR to be bought in decimal point or Fractional DR (DRx).* The DR is a financial product linked to a foreign
point by the date, but should also cover the list of funds that have failed to do so, which means funds that never reached the trigger point or able to but after the determined schedule.The amendments
interrupt international travel plans of directors to the point that listed companies are unable to hold the board of directors’ meeting to seek approval of the companies’ financial statements.” In
a starting point for mapping out a personal financial plan before taking the next steps toward informed and educated investment decisions,? said SEC Secretary-General Rapee Sucharitakul. The SEC Open
standard qualifications of salespersons. On the sales process side, the aim will be to prevent mis-selling or inappropriate selling of financial products to investors at the pre-sales, point of sales, as
trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a
Person’s Meeting B.E. 2563 (2020), dated 4 March 2020, whereby public limited companies affected by the outbreak to the point that their AGM cannot be held or has to be postponed beyond the period
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
ก.ล.ต. ได้พัฒนาแอปพลิเคชัน SEC Check First โดยเปิดให้ใช้บริการเมื่อวันที่ 2 สิงหาคม 2562 เพื่อเป็นศูนย์กลางข้อมูลอันน่าเชื่อถือและเป็นประโยชน์ (single point of service) ที่ทำให้ประชาชนสามารถเข้าถึง