executive onto the database of directors and executives of securities issuing companies; (2) notifying the decline of listing any director or executive onto the database of directors and executives of
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings
time, when informing company account profile change] 3 Manual on Electronic Transmission of Information or other related manuals provided on the SEC Office’s website (“Manuals”) and we agree to abide by
the reason for urgency] phanchul Typewriter [Select here for next time, when informing SEC Account profile change] phanchul Typewriter [Input the Passport No. submitted to SEC previously] phanchul
under process, by calculating the size of the connected transaction and notifying again.) Started business : within the first quarter of 2021 Registered Capital : THB 60,000,000 Par Value : THB 5 Number
operators; and, revising the practices in relation to recording and notifying the names of foreign business operators. (2) Amending provision regarding practices of securities and derivatives business
-mail notifying list of incorrect or incomplete documents and a period of time for the applicant to fix or fill up additional information. ** The SEC Office will not consider the application or begin the
) the intermediary who has maintained capital under other notification concerning the maintenance of capital; (3) the intermediary which has ceased its business according to the notifying letter submitted
) the intermediary who has maintained capital under other notification concerning the maintenance of capital; (3) the intermediary which has ceased its business according to the notifying letter submitted