fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
Fund > Management of Mutual Fund > Procedure for dissolution of mutual fund Regulations SHARE : Detail Content Management of Mutual Fund 19. Procedure for dissolution of mutual fund 19.1 Causes for
• Mutual Fund Management ○ Advertising ○ Procedure for Incorrect Pricing ○ Procedure for the default by Issuer ○ Transaction with Connected Person ○ Liquidation ○ NAV Calculation
method and with sufficient details of the practice and the course of actions in exercising of voting rights. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of
fund to be amalgamated/merged; 4.3 Changes resulting from the amalgamation/merger; 4.4 Procedures, detailed steps, and duration of the process; 4.5 Rights of the unitholders; 4.6 Report on projected
to reduce fees or expenses, the company shall disclose the information to the unitholders widely through the appropriate method. At the minimum, the company shall publicize the information on its