structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or exercising rights of such securities to the SEC Office under the following rules; (1) the report for the redemption
,] or exercising rights of such securities to the SEC Office under the following rules; (1) the report for the redemption of structured notes in the type of physical delivery of securities, or the report
(www.sec.or.th). ---------Notes:1. The ASEAN Capital Markets Forum (ACMF) was established under the auspices of the ASEAN Finance Ministers in 2004 to serve as a forum for the heads of securities regulators in
, exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or
The Office of the Securities and Exchange Commission (Translation) PAGE (Translation) 7 Readers should be aware that only the original Thai text has legal force and that this English translation is
of March 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission Notes: Notification No. OrNor. 3/2544 Re: Registration of Persons
SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
revise the definition of bills that are considered as securities as follows: (1) being bills of exchange or promissory notes issued to the holder, representing the rights on such bills, to more than 10
SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting