such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or
Implemented or above for 35 out of 37 Principles. Such notable progress can be summarized into three main groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles
investors are appropriately protected, while the business sector and market operators achieve competitiveness through development of various investment products and services. In this regard, the SEC has
) กองทุนรวมมีประกัน (Guaranteed Fund) กองทุนรวมมุ่งรักษาเงินต้น (Capital Protected Fund) กองทุนรวมวายุภักษ์ กองทุนรวมสำหรับผู้ลงทุนในต่างประเทศ (Country Fund) กองทุนรวมหน่วยลงทุน (Fund of Funds) กองทุนรวม
executive? A: No, because it is an action that is in compliance with specified law. Auditor will be protected under whistleblower provisions as specified in Section 89/2. On the contrary, if the SEC probed
handling of whistleblowing complaints, including the investigation, any remedial action, and reporting to the board. 6.5.3 The board should ensure that whistleblowers are protected from retaliation as a