Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get remedies from persons who violated or failed to comply with the Securities and Exchange Act. The SEC
Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get remedies from persons who violated or failed to comply with the Securities and Exchange Act. The SEC
- - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue
fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000 baht/ each application (Issue basis) Disclosure of information (Filing
(MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000 baht/ each application (Issue basis) Disclosure of information (Filing) Filing - Minimum
. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis). 30,000 baht/ 2 years (MTN or 30,000 baht/ each application (Issue basis). Disclosure of information (Filing
confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with
consideration. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years