collaboration with the AIMC under the “Let the Money Work Through Mutual Fund” project, will organize the “Fund Wealth Fair” event at the SET Building on 17 September 2023, in which variety of educational
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
,” and a discussion on “Notable Accounting Tips for SMEs.” Over 130 SME operators and executives and employees of the Department of Industrial Promotion attended the event, held at SEC Office
has taken into account the public and stakeholders? comments and suggestions from the consultation on the governing principles conducted in last August. Notable changes were made to the level of ongoing
inappropriate behaviors related to giving of investment advice to imply guarantee of returns or let investors expect returns without supporting information or documents. Investors are advised to study relevant
., LTD., (9) Mrs. Tanipa Puangjumpa, (10) OPG Tech CO., LTD., and (11) Mr. Zait Pattanamas. The 11 offenders colluded to let GGC purchase raw materials and make the full payment to the distributors
years, the SET has placed high priority on promoting investor education and investment in mutual funds through a number of projects and activities, especially the well-known ?Let Your Money Work through
time since the inception in 2012. The recent findings in 2019 reflect notable effort by the supervisory agency for supervision of listed companies.The findings suggest that Thai listed companies still
environmental problems solving. Besides, in the endeavor to foster sustainable growth of the economy, the SEC has laid down a roadmap for a conducive ecosystem development covering six key areas, namely, (1
well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality