appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
testimony to competent officer - - 1 1 - - - - Failure to comply with the competent officer's order - - - - - - 1 2 Failure to uphold professional standards - - - - - - - - Grand Total 43 80 29 137 111 218 32
Thailand issued circular Ref. No. ForKorNgor. (21) Wor. 37/2562 (2019) Re: Notice of the Competent Officer of Foreign Exchange Control dated November 5, 2019 regarding Relaxed Rules on Foreign Exchange
: Rules and Practices Regarding Currency Exchange and Measures to Prevent Thai Baht Speculation The Bank of Thailand issued Notice of the Competent Officer on Rules and Practices regarding Currency Exchange
CLMV countries, held in Cambodia. In 2017, we attended the notable conferences and seminars as follows: 10 Activities relevant to the improvement of financial reporting Financial Statements Surveillance
establishing and managing Yes No the representative office abroad. 3.3 Having a ready working system comprising at least operational Yes No management, compliance and information management, and competent
Minister of Finance) shall propose that competent authorities governing financial institutions consider taking necessary actions. This new law was published in the Government Gazette on November 21, 2018
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
. Foreign Exchange Regulations The Bank of Thailand issued Notice of the Competent Officer on Rules and Practices regarding the Undertaking of Authorized Money Changers (No. 6), and Notice of the Competent