surveillance system that was not circumspect enough to warn Bitkub to immediately realize a transaction that might be a price manipulation. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement
Mrs. Suwannee Pairojkijja On June 10, 2010, Mrs. Suwannee Pairojkijja purchased 122 million shares of Thai Factory Development Public Company Limited (TFD) (17.39 percent of total voting rights of
of Business Development, the Ministry of Commerce, Nittimon’s action was in violation of Section 33, Section 102 and Section 105 of the Public Companies Act of 1992, which do not give chairman of
PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 21/03/2024
PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 18/04/2023
EakPhoomsub Development Company Limited EakPhoomsub Development Company Limited offered for sale newly issued securities in the category of debentures without approval from the SEC Office which is in
Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital
Zipmex Company Limited Since January 1, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has not been providing policies, measures, and guidance
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S