for normal business; (2) Under one of the following circumstances, and approved by the mutual fund supervisor, the operation may be reject or suspense but not longer than one business day: (2.1) The
inspection prior t o approval. (2) Normal: auditors who do not meet the Fast Track qualifications will be inspected by the SEC prior to approval. The inspection may include, but not limited to a
Stability Board (FSB) Non-Fungible Token (NFT) และการกำกับดูแลของ ก.ล.ต. 2564 กองทุนสำรองเลี้ยงชีพ : หนึ่งในกลไกสำคัญสร้างความมั่นคงระบบบำนาญไทย ก.ล.ต. เผยยอดผู้เสนอขาย IPO ปี 64 สูดสุดในรอบ 4 ปี พร้อมส่ง
will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
the SEC views that the appointed directors have infamous conducts, or there is a cause to reasonably suspect of their being threats to the economy and stability of the country or to the public order or
and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening competitiveness; being assured of stability of the systems monitored and maintained to
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed