internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing https
เป็นต้นไป ประกาศ ณ วันที่ 12 มกราคม พ.ศ. 2565 (นายอาคม เติมพิทยาไพสิฐ) รัฐมนตรีว่าการกระทรวงการคลัง SEC Classification : ใช้ภายใน (Internal) SEC Classification : ใช้ภายใน (Internal)
paragraph and the hearing of opinions under the second paragraph shall not apply to any rules relating to the derivatives exchange’s internal administration or any other rules as specified in the notification
paragraph and the hearing of opinions under the second paragraph shall not apply to any rules relating to the derivatives exchange’s internal administration or any other rules as specified in the notification
in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom. "securities dealing" means a purchase, sale or
. "securities brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration
regulations regarding internal administration or as prescribed by the SEC, the SET must arrange a hearing for members, investor or stakeholders, and get approval by the SEC. 3. Supervision of the Securities
the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “ digital asset broker ” means a person who provides services or holds itself
enter into an agreement or match the order, in the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “digital asset broker” means a
entered into a derivatives contract in a different manner from their normal practice, have known or possessed the inside information under Section 242: (1) holder of securities exceeding five percent of the