นายกำพล ศรธนะรัตน์ ผู้ช่วยเลขาธิการ ก.ล.ต. สายเทคโนโลยีดิจิทัลและประสิทธิภาพองค์กร กล่าวเปิดการสัมมนาออนไลน์ Cyber Forum ในหัวข้อ “New Normal กับภัยไซเบอร์” โดยได้รับเกียรติจากอาจารย์ปริญญา หอม
SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies...
The Securities and Exchange Commission (SEC) has considered it appropriate to designate 31 July 2023 as a normal business day for securities companies and derivatives business operators to prevent
for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process
ปฏิบัติงานรับคำสั่งซื้อขายผลิตภัณฑ์ในตลาดทุนนอกสถานที่ทำการซึ่งรวมถึงการปฏิบัติงานจากที่บ้านได้ เพื่อรองรับความปกติใหม่ (New Normal) ก.ล.ต. จึงดำเนินการเปิดรับฟังความคิดเห็นหลักการและร่างประกาศ และได้นำความ
different manners to manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market
points of the amendments are summarized accordingly: (1) Market Misconduct: categorizing the characteristics of misconduct to be clearer and applicable to wrongful acts of different natures, into four
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
deems it is appropriate to announce that 16-18 November 2022 remain normal working days for capital market intermediaries. However, to facilitate the APEC meetings in terms of traffic and
Corruption.” Additionally, there was an exhibition highlighting anti-corruption efforts across different sectors. The event was held on 8 December 2023, at IMPACT Forum Hall 4, Muang Thong Thani.