except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
oversight authority that has same auditor oversight standard as that of the SEC, and b) have experience in auditing and certifying financial statements of entities whose securities are publicly traded in
Track: auditors who a) are under supervision by an audit oversight authority that has same auditor oversight standard as that of the SEC, and b) have experience in auditing and certifying financial
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content
/ disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives contract in a different manner from their normal practice while know or possessing
/ disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives contract in a different manner from their normal practice while know or possessing
Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of