/ disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives contract in a different manner from their normal practice while know or possessing
/ disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives contract in a different manner from their normal practice while know or possessing
dealer” means (1) licensee to operate securities business in category of securities dealing; (2) licensee to operate securities business in category of securities dealing under foreign law ; (3) the Bank
Saving Bank, foundations or monasteries, and the like; (3) Investors in the investment units of ASEAN CIS offered for sale overseas with foreign nationality (normal persons/juristic persons) or via
Saving Bank, foundations or monasteries, and the like; (3) Investors in the investment units of ASEAN CIS offered for sale overseas with foreign nationality (normal persons/juristic persons) or via
main board of foreign stock exchange, shall be granted the approval as foreign auditors in the capital market withoutfull inspection prior t o approval. (2) Normal: auditors who do not meet the
approval. (2) Normal: auditors who do not meet the Fast Track qualifications will be inspected by the SEC prior to approval. The inspection may include, but not limited to a) checking the basic
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
Regulations SHARE : Detail Content Debt Securities Perpetual Bonds or Subordinated Bonds Private Placements to Limited Number of Investors (PP-10) Private Placement to Institutional Investors (II
the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities