> Secondary Market and Related Entities > Association related to Securities Business Regulations SHARE : Detail Content Related Associations The securities companies may jointly establish a non-profit
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power
management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power
Seminar 2020 ตอนที่ 1 “Power of the crowd: ฝ่าวิกฤต COVID-19 ด้วยคราวด์ฟันดิง" SEC Fintech Virtual Seminar 2020 ตอนที่ 2 “พลิกโฉมธุรกิจ SME: โอกาสใหม่ในยุค COVID-19" SEC FinTech Virtual Seminar 2020 ตอนที่
trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors
the following orders: rectification of non-compliance operation, restriction of defective business operation, disclosure of improper behaviors, and suspension or revocation of approval, etc
rights to the provident fund committee or request the provident fund committee to delegate its voting power to the private fund management company. 2.5 Preparation and submission of reports to the SEC
rights to the provident fund committee or request the provident fund committee to delegate its voting power to the private fund management company. 2.5 Preparation and submission of reports to the SEC