name of the investment consultant. ● Name of Securities/derivatives intermediary or the employer of the unit seller such as commercial bank. ● Details of the behavior causing the complaint
reputations, divided into two areas as follows: Staff Code of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or
Current Positions Chairman of the Sub-committee on Consideration of Regulations on Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
> SEC Board > Mrs. Pornanong Budsaratragoon Our Structure SHARE : Detail Content Detail Content SEC Board Mrs. Pornanong Budsaratragoon Secretary-General, Securities and Exchange
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
University, USA Current Appointments Deputy Secretary-General, Securities and Exchange Commission (SEC) Member of the Governance Subcommittee, the Office of the Equitable Education Fund Experiences 1992