beginning of the period comprising the three most recent completed financial years and the latest practicable date and, to the extent the development of new products or services has been publicly disclosed
association related to securities business applying for establishment; (2) the most recent certification of registration of the founding securities companies issued by the Office of Partnership Registration
statements or the consolidated financial statements for the three most recent years, and the latest quarterly financial statements. (b) in all other cases which do not fall under (1); the financial statements
between the beginning of the period comprising the three most recent completed financial years and the latest practicable date and, to the extent the development of new products or services has been
the two most recent financial years (or such shorter period that the issuer has been in operation), in the same currency as the financial statements, and highlight some of the most salient information
the registration certificate of juristic person / documents related to establishment of a group of persons; (7) Copy of the financial statements for the three most recent financial years or a copy of
registration statement could include the exchange rates a. at the latest practicable date; b. the high and low exchange rates for each month during the previous six months; and c. for the two most recent
holding corporation of a group, the group of which shall be presented for the two most recent financial years (or such shorter period that the issuer has been in operation), in the same currency as the
, according to the audited financial statements for the most recent financial year; (2) a natural person including the spouse, having any of the following characteristics: (a) having a net asset value of