concerning the business operation of PLE net profit in Q1/2010 of 184.10 million baht which increased 182.74% from PLE net loss of 223.23 million baht for the same period of 2009 and increased 145.6% from the

the other. The selling was based on material non-public information concerning PAP’s operating net loss of 29.57 million baht significantly fell from Q3/2013 with the net loss of 114.57 million baht, a

such a way as to take advantage of other persons by using adverse material non-public information concerning LVT net loss in Q1/2010 of 37.65 million baht which was significantly different from LVT net

truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.109 Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 15/2021 Dated 09/06/2021

truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.109 Settlement Committee Meeting No. 1/2023 Settlement Committee Order No. 9/2023 Dated 13/01/2023

Public Company Limited in such a way as to take advantage of other persons by using material non-public information concerning the decreasing operating performance of MLINK in Q2/2011 recording a net loss

of EMC Public Company Limited (EMC-W3) through securities trading account of another person. The selling was based on material non-public information concerning EMC’s operating net loss of 1,179.10

) through another person’s securities trading account. The buying was based on material non-public information concerning ESTAR’s net profit at the end of year 2013. The net profit was Baht 148.04 million

notification of the Capital Market Supervisory Board by calculating net capital in accordance with Form Bor. Lor. 4/1 incorrectly in the amount of 7 cases. SEC Act S.97 Settlement Committee Meeting No. 1/2020

derivatives broker, failed to maintain the net capital (?NC?) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange Commission. SEC Act S.97 Settlement