SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
concerning the right of provident fund members according to the provident fund’s articles. As of the end of 2001, there are 620 funds with net asset value of 222,916.58 million baht being registered with the
. While net selling volume of foreign investors was recorded at 24,609 million baht, net buying volume in 2003 of domestic institutional investors and retail investors were 19,573 million baht and 5,036
Thailand (OAG). Besides, the SEC issued internal rules and regulations including code of conduct on potential conflicts of interest. The Internal Audit Department is in charge of reviewing the SEC's
very well as 50 new companies got listed on the SET and MAI over the year. Listed companies’ net profit registered 454.1 billion baht with the market capitalization as high as 4.52 trillion baht
Department is in charge of reviewing the SEC's compliance and giving advice on how to improve the internal control system. For operational independence, the department is subject to direct reporting to the
on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions
(Net Interest Margin) อยูท่ี่ร้อยละ 3.43 ซึง่เพิ่มขึน้จากไตรมาสก่อนเลก็น้อย และอตัราสว่นคา่ใช้จ่ายจากการด าเนินงานอื่น ๆ ตอ่รายได้จากการ ด https://market.sec.or.th/public/idisc/Download?FILEID=dat/news
- Inspection - Supervision of those https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2003.pdf 10 amended Upon calculation of the maximum transaction size is equal to 2. 38 percent based on the net tangible
draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions in the