SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
market, directly or indirectly. And publicly listed companies provide for more than 200 million jobs. The Principles also address the rights of these stakeholders and their ability to participate in
very well as 50 new companies got listed on the SET and MAI over the year. Listed companies’ net profit registered 454.1 billion baht with the market capitalization as high as 4.52 trillion baht
regulators. In reviewing and amending policy frameworks, it is important to take into account the interac- tions between different elements of the corporate governance framework and its overall ability to pro
on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions
over investment management companies. The proposed revision also includes the ability for investment management companies to seek unitholders? resolution by holding a meeting for such purpose in addition
-immunization, with knowledge and ethics, to create a sustainable market. 4 Statement of Intent (2017) 5.1 Living the values The SEC recognizes that human resources drive the organization’s ability to achieve its
(Net Interest Margin) อยูท่ี่ร้อยละ 3.43 ซึง่เพิ่มขึน้จากไตรมาสก่อนเลก็น้อย และอตัราสว่นคา่ใช้จ่ายจากการด าเนินงานอื่น ๆ ตอ่รายได้จากการ ด https://market.sec.or.th/public/idisc/Download?FILEID=dat/news
securities clearing house or the central securities depository whose services are dependent with those of the securities clearing house; (3) ability to demand or enforce collateral promptly; (4) sufficient
- Inspection - Supervision of those https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2003.pdf 10 amended Upon calculation of the maximum transaction size is equal to 2. 38 percent based on the net tangible