management companies and 239 employers had presented the Life-Path provident fund for their employers as an alternative, which calculates into a net asset value of 6,087 million Thai baht. SEC
Bangkok, November 12, 2015 ? The SEC is seeking public comments on a draft amendment to the rules on calculation and reporting of net liquid capital to better reflect the asset values and the
financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
Bangkok, July 22, 2015 ? The SEC is seeking public comment on revisions of rules for calculation and report of net liquid capital calculation. The proposed revisions aim to ensure that the
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However
Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as
SEC Secretary-General Pornanong Budsaratragoon said: “The Thai capital market has developed in line with the global emphasis on climate change initiatives. The Thai version of the TCFD
The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under
in establishing a sustainable bond data platform as well as to explore the possibility of displaying Thai sustainable bonds (Green Bond, Social Bonds and Sustainability Bonds) on LGX, a platform