SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
the Thai capital market to ensure reliability, transparency and fairness for all parties. In fulfilling this mission, the Board emphasizes corporate governance practices within the SEC, incorporating
Under the SEA, the SEC has the duty to promote, develop and supervise the Thai capital market to ensure reliability, transparency and fairness for all parties concerned. In fulfilling this mission, the
very well as 50 new companies got listed on the SET and MAI over the year. Listed companies’ net profit registered 454.1 billion baht with the market capitalization as high as 4.52 trillion baht
on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
reliability enhancement of such business operator to protect investors. This means the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9337 SEC warns BX clients of frauds related to digital asset /fund
focus on quality and reliability enhancement of such business operator to protect investors. This means the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9337 SEC warns BX clients of frauds
in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of