securities company to rectify financial condition or result of operation as approved by the SEC (if any); (d) any other factors which adversely affect the securities company’s financial condition or result
SEC (if any); (d) any other factors which adversely affect the securities company’s financial condition or result of operation in such a way that [the securities company] shall severely suffers loss
Office may deem such person's behavior not the disqualified characters specified in Clause 4, if there is no reasonable ground to believe that there would adversely affect public interest or lead to lack
consciously approve any transactions or propose any transactions for shareholder approval which could negatively affect business continuity, financial liquidity, and solvency. Principle 7.3 The board should