(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
company. The auditor of the private fund must adhere to the code of conduct and perform the auditing to provide opinion on the financial statements in compliance with the requirements of the law relating to
of the SET 5.6 Financial support to the SET In the case where it is necessary to increase the competitiveness of the SET or there occurs a special circumstance and the SET needs a financial support
) other assets as prescribed by the registrar’s notifications. Section 8. In connection with the application for registration of a fund, if the requirements of Section 6 have been properly and fully
requirements of Section 6 have been properly and fully complied with, and the fund’s articles are properly in accordance with Section 9 and are not in violation of law or the fund’s objectives, the registrar
Decree for the purpose of inspection or prosecution; an issuance of an order for such seizure or detainment shall state the reasons, necessities and the rights of the person whose properties, documents
this Emergency Decree for the purpose of inspection or prosecution; an issuance of an order for such seizure or detainment shall state the reasons, necessities and the rights of the person whose
delegate its duty to other persons except where: (1) the trust instrument provides otherwise; (2) it is a transaction that is not personal in nature and needs no capability of trustee’s profession; (3) it is
the Securities Exchange or there occurs a special circumstance and the Securities Exchange needs a financial support from the Fund, the Fund Committee may consider granting such financial support to the