information Public Offering Require approval / disclosure of information Existing securities Owner of the securities Private Placement General approval / no duty to disclose information Public Offering
value of offer is ≤ 20 million baht. There are ≤ 50 investors. Being an institutional investor. No need to request approval or filing, but it must comply with the conditions for authorizing PP, such as
any classification of the investment units; 6 . The mutual fund shall not require an approval or waiver from the SEC. The mutual fund that provide beneficial interest for investors in the form of a
any classification of the investment units; 6 . The mutual fund shall not require an approval or waiver from the SEC. The mutual fund that provide beneficial interest for investors in the form of a
the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved credit rating agency. This is to allow the investors to have information on the
Company which listed companies hold > 50 percent shares Other public company limited (approval conditions will be simple which only require the decision of the shareholders' meeting, without having to
. Should the mutual fund management company require to stop the operation longer than 1 business day, the mutual fund management company shall request a waiver from the SEC. (3) Any other cases for which
. Should the mutual fund management company require to stop the operation longer than 1 business day, the mutual fund management company shall request a waiver from the SEC. (3) Any other cases for which
conditions of the debt securities. 10. An approval for shares which may be used as underlying is granted (if any). 11. No terms that would require bondholders who have held their bonds until the maturity to
Handbooks/ Guidelines Appendix 1 : Events that would require a copany to update information in the registration statement using Form 69-Supplement SUKUK (appendix to Notification No. Tor Jor. 69/2561