SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
additional laws may be required.To taxing, it is necessary for a new conceptual process. Challenges for governing is taxation on e-commerce which moves to sell products and services on Facebook with Libra
In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...
regulations for their respective markets.The ARFP is an initiative to facilitate cross-border offerings of mutual funds among APEC member economies. Essentially, a fund established in the home country and
The afore-mentioned Capital Market Development Plan, acknowledged by the Cabinet on Tuesday, January 31, 2023, consists of the following five strategic directions for continued growth of the capital market which is envisioned to become: Strategic Direction 1 Capital market for competitiveness (Competitiveness), in which potentiality and competitiveness of all sectors in the capital market and economic system will be reinforced. Strategic Direction 2 Capital market accessible to all (Accessibili...
by 20 to 25 percent from the business-as-usual level by 2030.The financial sector plays a crucial role in mobilising funds to promote sustainability practices in the country. Most recently, financial
) preparing country specific data and evidence and sharing country comparators and practice from elsewhere, (2) supporting governments to develop and implement the Integrated National Financing Frameworks
. Nowadays, companies want to invest in a country that has a clearer path toward sustainable development.”Meanwhile, Ms. Gita Sabharwal, UN Resident Coordinator commended the progress made in supporting the
The Awards were held amid growing efforts to push for greater female representation in Thailand. Women now make up 20 percent of board members in companies across the country Among all listed
regards to the necessary information that must be provided by the social enterprises to the public for them to be able to decide to participate with the social enterprises or buy any shares thereof. For