SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Bangkok, July 21, 2014 ? The SEC will allow foreign companies? initial public offerings (IPOs) in Thailand (primary listing) and dual offering of equities in Thailand and other countries
Bangkok, April 9, 2015 ?The SEC put into effect the primary listing regulations to allow foreign companies to launch public offerings of shares in Thailand.Vorapol Socatiyanurak, SEC Secretary
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
fund committees; 1.2 In case of establishing a new PVD, the AMC would be required to disclose the necessary information on the investment policy to the clients before offering the new investment policy
investment policy to the PVD’s fund committees; 1.2 In case of establishing a new PVD, the AMC would be required to disclose the necessary information on the investment policy to the clients before offering
before offering the newly added investment policy to the PVD’s fund committees; 1.2 In case of establishing a new PVD, the AMC would be required to disclose the necessary information on the investment
childhood education facilities, primary and secondary schools, technical colleges, Access to essential services (education) • Disadvantaged/ vulnerable populations • Number of schools (construction
disclose such information in a video format to better respond to investors? changing behaviors and to ensure that investors would have necessary information for making investment decisions.According to the