Section 19 Securities and Exchange Act B.E. 2535 Section 19. The Office has the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any other
collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a system to monitor any benefit on the
securities lender, it shall also: (1) ensure safekeeping of the collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
necessary for fulfilling the duties of the mutual fund supervisor.
unitholders as well as to do all other acts as may be necessary for the completion of liquidation in accordance with the rules, conditions and procedures as specified in the notification of the SEC. The
the auditor by March 8, 2013. Earlier, the SEC found that the company’s management prevented the auditor to obtain sufficient information and audit evidence necessary for reviewing the financial
million baht by convertible bond 265 million baht and its interests 7 million baht, and 35 million baht in cash. For loan which company lend to SUTG, it is not related transaction due to exemption
company shall not lend money for purchasing securities or lend securities for making a short sale to a person whom the company knows or should have known to be a nominee of any other person. Clause 3 When a
Office in 2020 and the continued growth of LPH medical centers. Nevertheless, the impact of the COVID 19 virus outbreak situation has resulted in some of the postponement of non-urgent or necessary access