, for example: - The identity and business reputation of the client’s principal owners, key management, and those charged with its governance. - The nature of the client’s operations, including its
not implemented, has the reasons for departure been documented? If no, how does the firm ensure that difficult or contentious matters have been resolved appropriately? Are the nature, scope and
ADVANC41C2306A 9 Call Warrants on AOT Issued by JPM # Call Warrant on AOT Issued by JPM # A AOT41C2306A 9 Call Warrants on BANPU Issued by JPM # Call Warrant on BANPU Issued by JPM # A BANPU41C2306A 9 Call
AWC41C2405A 8 Call Warrants on BAM Issued by YUANTA # Call Warrant on BAM Issued by YUANTA# A BAM19C2405A 8 Call Warrants on BANPU Issued by KGI # Call Warrant on BANPU Issued by KGI# A BANPU13C2405A 8 Put
Does the firm have documented responses e.g., policies and procedures appropriate to the size and nature of the firm? B9 Does the firm’s leader communicate its policies for quality to its personnel? If
Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and procedures appropriate to the size and nature of the firm? 4
Issued by KGI # Put Warrant on AOT Issued by KGI # A AOT13P2305A 8 Call Warrants on BAM Issued by KGI # Call Warrant on BAM Issued by KGI # A BAM13C2305A 8 Call Warrants on BANPU Issued by KGI # Call
BANPU Issued by KKPS # Call Warrant on BANPU Issued by KKPS # A BANPU06C2306A 8 N/A BANPU Issued by MACQ # Call Warrant on BANPU Issued by MACQ # A BANPU28C2306A 8 บริษัท ซี.ไอ.กรุ๊ป จำกัด (มหาชน) CIG 8 N
# Call Warrant on BAM Issued by YUANTA# A BAM19C2401A 8 Call Warrants on BANPU Issued by KS # Call Warrant on BANPU Issued by KS# T BANPU11C2312T 8 Call Warrants on BANPU Issued by YUANTA # Call Warrant on
ที่จะซื้อหุ้นสามัญของบริษัท สตาร์ค คอร์เปอเรชั่น จำกัด (มหาชน) STARK-W1 10 Call Warrants on AMATA Issued by KGI # Call Warrant on AMATA Issued by KGI # A AMATA13C2309A 9 Call Warrants on BANPU Issued by