) financial prudence An intermediary shall maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of
บริการผ่านระบบโทรศัพท์ เคลื่อนที่ หรือ mobile application ลักษณะการให้บริการผ่านระบบโทรศัพท์ เคลื่อนที่ (native mobile application) ลักษณะการให้บริการของบริษัทผ่านช่องทาง mobile application เช่น
_________________________________________________________________________ 20. ในระยะเวลา 5 ปีต่อจากนี้ บริษัทท่านมีแผนที่จะเปลี่ยนระบบเครือข่ายจาก IPv4 เป็น IPv6 หรือไม่ เพราะเหตุใด ( มีแผนที่จะเปลี่ยน โดยการเชื่อมต่อจะใช้รูปแบบ ( แบบ Native ( แบบ Dual Stack ( แบบ
securities borrowing and lending agreement having characteristic and substantial matter as notified by the Office; (3) in the case where there is a transfer of securities between accounts of different
group of companies call for substantial competition, demonstrate clearly how the Company protects the shareholders' rights and ensures fair treatment or how the corporate management works for the best
) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to
substantial fees are overdue? 9 Are there any significant bad debt write-offs for existing audit clients? 10 Non Audit Services / Cross Selling: Should require that: others within the firm, and its network
relation to the business group of the major shareholder. If the business structures of the Company or its group of companies call for substantial competition, demonstrate clearly how the Company protects the
company, the fund project, the agreement appointing the fund supervisor and the prospectus having substantial information is not different from the ones filed with the Office; (2) ensure that the fund has
the group of companies call for substantial competition, demonstrate clearly how the Company protects the shareholders' rights and ensures fair treatment or how the corporate management works for the