terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
less than 10 million baht The number of independent directors at a minimum of one-third of the board of directors A minimum number of two Thai national directors (one of the two must be an
, derivatives clearing house, the association of derivatives business operators, persons who fail to pay the fees specified under the Derivatives Act, directors and executives of the juristic persons above (under
directors, a least two Thai-national directors (one in these two directors must be an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager
qualifications are required such as a paid-up capital of not less than ten million baht, having at least one-third of independent directors, a least two Thai-national directors (one in these two directors must be
TSI of the Stock Exchange of Thailand, the Thai Institute of Directors and the Thai Listed Company Association; An in-house training course or seminar organized by the applicant company is required to
การพัฒนาความรู้ตลาดทุน (TSI) ตลาดหลักทรัพย์แห่งประเทศไทย สมาคมส่งเสริมสถาบันกรรมการบริษัทไทย สมาคมบริษัทจดทะเบียนไทย เป็นต้น การเข้าอบรมหรือสัมมนาซึ่งจัดภายในองค์กรของบริษัทผู้ขออนุญาต (in-house