PowerPoint Presentation Summary of The Securities and Exchange Act (No. 6) B.E. 2562 The SEA (No. 6) consists of 6 topics 2/10 Supervision of securities business Supervision of mutual fund management
use. 2 “mutual fund” means a mutual fund under the law governing securities and exchange. “project” means a securitisation project. “SEC” means the Securities and Exchange Commission under the law
following the date of its publication in the Government Gazette. SECTION 3. The definition “mutual fund management” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be repealed and replaced
mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9) certificates representing the rights to purchase investment
its use. 2 (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a mutual fund; (7
market, economics or finance and banking.” SECTION 7 The provision under (3) of Section 22 of the Securities and Exchange Act B.E. 2535 shall be repealed. SECTION 8 The second paragraph of Section 22/1 of
Commission hereby referred to as the "SEC" shall be established, comprising the Chairman appointed by the Cabinet upon the recommendation of the Minister of Finance, the Governor of the Bank of Thailand, the
. 2535 shall be repealed. SECTION 12 The following provision shall be added as Section 126/1 of the Securities and Exchange Act B.E. 2535: “SECTION 126/1 For the management of a mutual fund, a securities
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private