of the Office of the SEC. Chapter 2 Special Purpose Juristic Person Section 9. A special purpose juristic person may be established in the form of a limited company, a public limited company, a mutual
: SECTION 287. Any auditor of a company which issues securities in accordance with Section 32, Section 33 or Section 34, a securities company, a mutual fund, a private fund, or a company whose securities are
of the securities from a company or owner of securities for sale to the public in consideration of a fee or other remuneration whether with or without any conditions. "mutual fund management" 3 means
its use. 2 (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a mutual fund; (7
15 The following provision shall be added as Section 124/1 of the Securities and Exchange Act B.E. 2535: “SECTION 124/1 For the management of a mutual fund, a securities company shall proceed with
company may invest in or holding the investment units of any other mutual fund which is managed by the same securities company only when it is clearly specified in the approved mutual fund project and the
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
asset or business opportunity of the company in contravention to the rule or general practice as specified in the notification of the Capital Market Supervisory Board. SECTION 89/12 A https