effective procedures for court action and judicial review; Promoting cross border enforcement, through exchange of information and mutual legal assistance. The Guide is expected to enhance the effectiveness
Information (MMOU); (b) a regulatory agency on securities or derivatives which has already signed memorandum of understanding (MOU) with the SEC Office concerning mutual assistance at a level not less than as
understanding (MOU) with the SEC Office, which the MOU contains the mutual assistance not less than as specified in the MMOU, and such regulatory agency has the legal power to render the assistance thereof to the
information technology. As such, the audits of complex entities encountered obstacles and needed assistance of experts in the field. The SEC, as a result, invited technological experts to instruct and share
trading volume target by the end of the year. Likewise, the markets for mutual funds and provident funds continued to grow throughout the year, echoing the public's favorable responses to the government's
general satisfactory score of 70 out of 100 and received exceptional results in the supervision of securities companies and asset management companies. We made a full score on mutual fund supervision. 5 In
(“the Company”) would like to inform that the Board of Directors’ Meeting No.4/2018 on November 14, 2018, approved transactions with connected persons as follow: 1. Financial assistance to KT Medical
Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of Mutual