of its normal risk management using a delta-neutral hedging strategy. The Delta hedging strategy requires that the Company continuously adjusts its hedging position as the market moves up or down. If
taking the following actions: (a) collecting and allocating the client’s assets to the client; (b) transferring the client asset account and the client’s assets to another intermediary; (c) closing the
would be an important catalyst for listed companies to consider the issue as a priority on a continuation basis whereas actions against wrongdoers should be taken in a serious way. In addition, the
coming into effect. Subsequent regulatory actions are subject to procedural fairness and can be appealed to the SEC Board, the Appellate Committee established under the SEC Act, and/or the Administrative
❑ Presentation of ESG Information and Analysis CFA Institute Standards of Practice Handbook, Eleventh Edition, “Standard V: Investment Analysis, Recommendations, and Actions” provides guidance on best practices
several Asian central banks gradually signaled a more accommodative stance while also cutting their policy rates. Such moves were meant to forestall downside risks amid global economic headwinds while also
Statistics of Criminal Actions (As of 31 December 2023) Cases Persons Cases Persons Cases Persons Cases Persons Fraud 0 0 3 17 0 0 3 14 Fail to exercise duty of care 0 0 - - 0 0 - - Disclosure of
UPDATES 1) IMPACT FROM COVID-19 PANDEMIC, OUR ACTIONS & SOCIAL RESPONSIBILITIES Our actions Social responsibilities and activities through our platforms VGI PUBLIC COMPANY LIMITED 2) KEY DEVELOPMENTS IN
forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social