given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the SEC is empowered to take any of the following actions, as the case maybe: (1
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เพียงพอที่จะบังคับใช้กฎหมายกับผู้กระทำความผิด โดยมีช่องทางในการบังคับใช้กฎหมายดังนี้ (1) การดำเนินการทางปกครอง (Administrative Actions) (2) การดำเนินการทางอาญา (Criminal Actions) (3) การดำเนินมาตรการลงโทษ
outstanding units over one year) Actions to be taken to comply with the “one-third" rule: Any person shall not hold investment units exceeding one-third of the total sold units of the mutual fund for longer
outstanding units over one year) Actions to be taken to comply with the “one-third" rule: Any person shall not hold investment units exceeding one-third of the total sold units of the mutual fund for longer
10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units or take any actions as specified in the scheme to maintain the investment unit at a
10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units or take any actions as specified in the scheme to maintain the investment unit at a
unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days
least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the names of the mutual fund and the day of which the price correction is made. Authority of