-- DRAFT Principles -- (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand
the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I
-changes-as-approved-on- September-15_2015.pdf 2. IOSCO PRINCIPLES FOR AUDITOR OVERSIGHT 2002 # 8. Within a jurisdiction, auditors should be subject to oversight by a body that acts and is seen to act in the
and Digital Currency: The Future of Money University of Cape town 42-54 ชั่วโมง online - Blockchain principles - Applying blockchain technology - Crypto assets and the future of financial instruments
fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel in an adequate number for all types of
operational plan shall be harmonized with fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel
components similar to original COSO framework and elucidated into 17 principles to clarify the concept. Applications The companies are recommended to use this evaluation form as a guidance for evaluating and
auditor fails to have the qualifications in compliance with Clause 7; (2) the foreign auditor has a behavior that indicates a lack of professional ethics or violates or fails to comply with the
concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the
Notification of the Securities and Exchange Commission; □ A limited company or a public limited company whose main principles are in the business of securities or financial instruments custody and of other