organizational structure comprises three tiers of authority, namely: 1. The SEC Board responsible for policy-level regulations and oversight of market development; 2. The Capital Market Supervisory Board
Exchange Commission Assistant Secretary-General, Fund Raising Supervision Acting Director, Corporate Monitoring Department Director, Investment Management Policy Department Director Investment
Bachelor in Engineering, Chulalongkorn University Current Positions Dean, NIDA Business School, National Institute of Development Administration (NIDA) Board Member of Monitoring and Evaluation of the
of interest and equitable treatment of stakeholders; and Board Practices , for instance, setting of directions, policies, goals and strategies, supervision and monitoring of the SEC's operation, and
the SEC Board's oversight responsibilities concerning the SEC management, and provide independent recommendations on corporate governance and sustainable development, risk management, compliance with
, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles
, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles
ASEAN voice on international forums. Currently, members of the working group comprise independent audit regulators from three ASEAN jurisdictions, namely the Audit Oversight Board of Malaysia (AOB
ประโยชน์ ต่อยอดจก open API และมีกรใช้ ประโยชน์จกอุตสหกรรมในวงกว้ง • เปิดเ ผ ย ข้อมู ล ต รสรหนี ้แบ บ machine readable ผ่น open API • ระบบ off-site monitoring ท่ีคอยจับ ควมเสี่ยง • จัดทำโครงสร้งพื้นฐนด้น
Off-site Monitoring: ในปี 2563 ก.ล.ต. พัฒนำระบบ off-site monitoring ธุรกิจ ตัวกลำง และ risk monitoring ตรำสำรหนี้แล้วเสร็จ ดังนี้ • ระบบ Analytical Off-site Monitoring ธุรกิจ ตวักลำง เป็นเครือ่งมอืให้